Deal Structuring

Get Help Structuring Your Private Placement

Offering ExecutionSupport

After the initial completion of your investment materials, Pro Business Plans can support your company with its State and SEC Filings, as well as facilitating introductions with broker-dealers and other relevant parties to expedite your subscription process.

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Advisory Solutions

U2 Filing Review

State level filing assistance or review that ensures you are fully compliant to offer securities at the state level.

Form ID Edgar Access Filing Review

An audit of your EDGAR filing to ensure it is accurate and compliant prior to filing.

Form D Federal Filing

Support with Form D filing with the SEC to ensure it is compliant with SEC requirements and within the standard guidelines

Compliance Review

Overall review of all advertising, website, and any solicitation materials to ensure it is within the guidelines of those permitted within your SEC exemption type.

Broker-Dealer Network

In addition to our investor list of US Family Offices and Private Equity Funds, Pro Business Plans can connect you to broker-dealers aligned with your investment type.

Case Studies

5,000 + Clients   60 + Industries   30 + Countries
restaurant

Company Name:

Undisclosed

Type:

Series A

Amount Raised:

$5,000,000

Industry:

Restaurant

A chain of fast food restaurants in the Mid-Atlantic region wanted to issue convertible notes to finance the franchising of their business model. Pro Business Plans prepared an investor kit and financial model for the franchise.

led lighting

Company Name:

Undisclosed

Type:

Series B

Amount Raised:

$200,000,000

Industry:

Manufacturing

An established LED lighting manufacturer with a unique IP relating to the sustainable energy market was seeking to raise $200 M from investors. Pro Business Plans prepared a professional plan, pitch deck, and private placement for the Reg D offering.

cara

Company Name:

CARA

Type:

Bank Loan

Amount Raised:

$6,000,000

Industry:

Transportation

A US food manufacturer sought $6,000,000 to finance its expansion into the Middle-East. The company hired Pro Business Plans to prepare the investment offering and provide transaction advisory.

aut energy solution

Company Name:

Undisclosed

Type:

Series A

Amount Raised:

$5,000,000

Industry:

Software

An artificial intelligence FinTech spin-off from an existing business was seeking a Series-A Funding to fund commercialization and scaling in the market. Pro Business Plans prepared a professional placement and valuation model.

great seal of the state of florida

Company Name:

Florida

Type:

Bank Loan

Amount Raised:

$68,000,000

Industry:

Government

Pro Business Plans worked with a commercial real estate company and bank to determine the feasibility and prepare a private placement for a family entertainment center based in Florida. The $68 million investment offered a debt/equity hybrid.

frugo

Company Name:

Frugo

Type:

Series A

Amount Raised:

$3,000,000

Industry:

Business

A Polish beverage manufacturer was seeking to enter the MENA region and needed a business plan with marketing strategy to raise money with a private placement and implement via a distributor. Pro Business Plans coordinated with its UAE office to structure the transaction.

Insights


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November 22, 2017
Confidentiality Is the Cornerstone of a Deal

Confidentiality is the cornerstone of managing a successful M&A process. The investment banker’s primary goal is to organize a competitive process that allows the client to maintain negotiating leverage...

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June 14, 2016
Six Things Your Investors are Thinking About You

When it comes investors, it is likely that they are interested in many aspects of your company and will ask several questions related to it. However, the questions that they ask do not always reflect...

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January 03, 2019
Differences in SEC Exemptions for Securities

Before hiring a private placement memorandum professional, your company should have a solid understanding of the type of securities offing SEC exemption it intends to exercise, which will uniquely...

Speak With An Expert adviser about your transaction at (877) 350 - 0886